A look at how JP Morgan’s $200 million fine for noncompliance signifies the end of a grace period for companies to adapt to the shift to a remote/hybrid workforce.
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Companies can use archiving software to store texts, emails, and other communications, to remain compliant and minimise liability.
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Financial services companies must archive emails to remain compliant with SEC and FINRA rules.
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Email archiving has become an essential business function in the financial services industry.
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FINRA reviews their rules around social media influencers and customer acquisition - we can’t say they didn’t warn us.
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Learn everything you need to know about these crucial rules, how they are changing and what your firm needs to do to meet them.
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