MirrorWeb today launches our new communications archiving platform, ‘Insight’, to definitively tackle the digital record-keeping requirements of the modern workplace.
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Just four months before the Senior Managers & Certification Regime (SM&CR) is fully implemented, a huge proportion of asset managers are not ready. Learn more about the urgent steps they should be taking to comply.
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Ensure SMCR implementation success with these five key steps. Learn how to meet regulatory requirements and stay compliant - get it right from the start.
Read StoryLearn how to balance privacy with customer engagement in a changing regulatory landscape.
Read StoryExplore the challenges of marketing personalisation and how businesses can balance data privacy, compliance, and customer experience.
Read StoryTwo key regulations that show just how seriously the SEC are taking their mandate are 17a-3 and 17a-4. If you’re a broker/dealer, or tied to the regulation in another form of capacity, you need to know them inside out.
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MirrorWeb is trusted by regulated businesses across the country to support their regulatory compliance obligations. From those just starting out to established large broker-dealers and enterprises, we have a compliance solution for you.
